Jurisdiction
Financial Industry Regulatory Authority is the financial regulator of United States. Its licence applies to the broker entity registered there and to the clients that entity serves.
Role
Self-regulatory organisation for US securities broker-dealers.
Segregated client money, negative balance protection and a compensation scheme or its equivalent.
Licence verification
Search the FINRA register by the firm's legal name or licence number, confirm the licence is current and covers dealing in forex or CFDs for retail clients, and compare the website listed with the one you are using.
Open the FINRA register (opens in a new tab) FINRA website
Client protections
Protections are not stated on record; treat the licence as a registration rather than a guarantee.
| Tier | Tier one: Segregated client money, negative balance protection and a compensation scheme or its equivalent. |
Brokers regulated by FINRA
3 brokers in our database hold a FINRA licence through at least one entity. The licence applies to that entity only; check which one serves your country.
Regulatory facts are the authority's own published position at the last check. Verify any licence on the register before depositing.